Broadridge Financial Solutions

1. Cybersecurity Risks: As a financial technology, Broadridge is responsible for safeguarding the large amounts of sensitive data that their clients entrust to them. This includes personally identifiable information and financial data, which, if compromised, could have severe repercussions for their clients and Broadridge itself.

2. System Reliability Risks: Broadridge operates a large technology platform in order to do their business. This platform must remain operational and secure in order to provide the services that Broadridge markets. System outages could lead to legal issues and customer dissatisfaction.

3. Regulatory and Compliance Risks: Broadridge must comply with all applicable regulations and related legislation in order to do business. Failure to comply could result in fines or other legal action.

4. Operational Risks: Broadridge’s operations involve the collection, storage, and use of large amounts of data. The company must ensure that its processes are secure and efficient in order to provide an optimal experience for their customers. Poor operational management can lead to data breaches, customer dissatisfaction, and financial losses.